Mariner Wealth Advisors, is an SEC registered investment adviser. Registration of an investment advisor does not imply any level of skill or training. Mariner Wealth Advisors is in compliance with the current notice filing requirements imposed upon SEC registered investment advisers by those states in which Mariner Wealth Advisors maintains clients. Mariner Wealth Advisors may only transact business in those states in which it is notice filed or qualifies for an exemption or exclusion from notice filing requirements. Any subsequent, direct communication by Mariner Wealth Advisors with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides.
This website contains information regarding Mariner Wealth Advisors and its subsidiaries and affiliates, including each of the separate Mariner Wealth Advisors entities, RiverPoint Capital Management, Vantage Investment Advisors, Mariner Retirement Advisors, and Mariner Institutional Consulting, each of which is a separately registered investment adviser.
This website is limited to the dissemination of general information pertaining to investment advisory/management services provided by Mariner Wealth Advisors and its subsidiaries and/or affiliates. The information contained herein should not be construed as personalized investment, legal, tax or insurance advice and should not be considered as a solicitation to buy or sell any security or engage in a particular investment strategy. There is no guarantee that the views and opinions expressed in this guide will come to pass.
Alternative investments encompass a broad array of strategies, each with its own unique return and risk characteristics that must be considered on a case-specific basis.
If we determine that it is appropriate based on the client’s investment objectives, we will recommend affiliate investment advisers’ services to manage a portion of a client’s assets. These affiliate investment advisers charge fees in addition to and separate from the fees charged by Mariner Wealth Advisors. Clients are advised that a conflict of interest exists to the extent we recommend affiliate investment adviser services.
If we determine that it is appropriate based on the client’s investment objectives and investor status, clients are solicited to invest in investment-related limited partnerships or limited liability companies for which one of our related persons serves as the general partner or manager. These limited partnerships or limited liability companies charge fees in addition to and separate from the fees charged by Mariner Wealth Advisors. Clients are advised that a conflict of interest exists to the extent we recommend these investments.
Certain of our representatives are licensed insurance agents with affiliated companies and in such capacity may recommend on a fully disclosed basis the purchase of certain insurance-related products. These individuals are compensated for the sale of these insurance-related products. The recommendation by a representative of Mariner Wealth Advisors that a client purchase an insurance commission product presents a conflict of interest, as the receipt of commission may provide an incentive to recommend investment products based on commissions received, rather than on a particular client’s need. No client is under any obligation to purchase any commission products from a representative of Mariner Wealth Advisors. Clients are reminded that they may purchase insurance products recommended by Mariner Wealth Advisors through other, non-affiliated insurance agents.
For additional information about Mariner Wealth Advisors or its subsidiaries and affiliates, including fees, services provided, please contact us or refer to the Investment Adviser Public Disclosure website. Please read the disclosure statement carefully before you invest or send money. To read our Form ADV, please click one of the following links:
- Mariner Wealth Advisors
- Mariner Wealth Advisors - Chicago
- Mariner Wealth Advisors - Leawood
- Mariner Wealth Advisors - Madison
- Mariner Wealth Advisors - Manasquan
- Mariner Wealth Advisors - NYC
- Mariner Wealth Advisors - Oklahoma
- Mariner Wealth Advisors - Omaha
- Mariner Wealth Advisors - St. Louis
Securities offered through Montage Securities, Member FINRA /SIPC.
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Links to Third-Party Websites - Mariner Wealth Advisors may provide hyperlinks to third-party websites as a convenience to users of the website. Mariner Wealth Advisors does not control third-party websites and is not responsible for the contents of any linked-to, third-party websites or any hyperlink in a linked-to website. Mariner Wealth Advisors does not endorse, recommend or approve any third-party website hyperlinked from the website. Mariner Wealth Advisors will have no liability to any entity for the content or use of the content available through such hyperlink.
No Representations or Warranties; Limitations on Liability - The information and materials on the website could include technical inaccuracies or typographical errors. Changes are periodically made to the information contained herein. Mariner Wealth Advisors MAKES NO REPRESENTATIONS OR WARRANTIES WITH RESPECT TO ANY INFORMATION, MATERIALS OR GRAPHICS ON THE WEBSITE, ALL OF WHICH IS PROVIDED ON A STRICTLY "AS IS" BASIS, WITHOUT WARRANTY OF ANY KIND AND HEREBY EXPRESSLY DISCLAIMS ALL WARRANTIES WITH REGARD TO ANY INFORMATION, MATERIALS OR GRAPHICS ON THE WEB SITE, INCLUDING ALL IMPLIED WARRANTIES OF MERCHANTABILITY, FITNESS FOR A PARTICULAR PURPOSE AND NON-INFRINGEMENT. UNDER NO CIRCUMSTANCES SHALL THE SITE OWNER OR PUBLISHER BE LIABLE UNDER ANY THEORY OF RECOVERY, AT LAW OR IN EQUITY, FOR ANY DAMAGES, INCLUDING WITHOUT LIMITATION, SPECIAL, DIRECT, INCIDENTAL, CONSEQUENTIAL OR PUNITIVE DAMAGES (INCLUDING, BUT NOT LIMITED TO LOSS OF USE OR LOST PROFITS), ARISING OUT OF OR IN ANY MANNER CONNECTED WITH THE USE OF INFORMATION OR SERVICES, OR THE FAILURE TO PROVIDE INFORMATION OR SERVICES, FROM THE WEBSITE.